ABSTRACT
Depressive disorders have increasing prevalence
in countries in development stage in population that suffer a high level of stress (8% of
the chilean population [ Minoletti, A.,Vicente,B., personal communication]). We have
correlated clinical manifestations of Major Depressive disorder (DSM- 4) and NeuroSPECT
findings both in basal conditions and during frontal activation by means of the Wisconsin
Test. NeuroSPECT was performed in 50 patients with Major Depression; 23 in basal
conditions and 27 during frontal lobe activation induced by the Winconsin Test. NeuroSPECT
was displayed as tridimensional images normalized for volume and compared with an age
matched normal database. Furthermore, there was exact localization of functional
impairment by means of a template of the Brodmann areas that have a behavioral expression.
All this image processing is performed automatically and therefore is highly reproducible.
In basal NeuroSPECT there is significant hypoperfusion with a statistical certainty of 95%
(two standard deviations below the normal HMPAO Tc-99m uptake) in the following regions:
a) orbito-frontal region corresponding to the Brodmann areas 11 and 12, b) there is
hypoperfusion also in the Brodmann area 38 in both temporal lobes. During frontal
activation by means of the Wisonsin Test, there is a significant extension of
hypoperfusion in the orbito-frontal area of Brodmann 12, there is also further extension
of hypoperfusion in the right area 38 and in both anterior cyngulate gyri, area 24 of
Brodmann. Finally, in the subgenual area of the anterior cyngulate, area 25 left, there is
hypoperfusion also with high statistical significance. Areas 11 and 12 of Brodmann in the
orbito-frontal region are constituents of the frontal/ subcortical circuit related to mood
and personality. The area 38 of Brodmann corresponds to the polar area of the temporal
lobes and is related with emotional cognitive correlations. A significant observation in
Major Depressive patients is a fact that the Wisconsin Test paradoxically does not
activate frontal function, but it depresses in a similar manner than the reported for
schizophrenia, denoting a diminution of executive function at a high logical level in
depressive patients. Equally important is the inhibition of function of both anterior
cyngulate gyri and its subgenual area in the left hemisphere (areas 24 and 25) that are
involved with lack of motivation and abscence of reward-punishment behavioral
characteristics of depression. The definition of these aspects of depression by means of
NeuroSPECT are useful in order to define the severity of the clinical presentation of
Major Depression and useful also for the selection of therapy for this major psychiatric
condition.
Keywords: Depression, SPECT, HMPAO, Wisconsin
Test, Activation.
INTRODUCTION
Depression is a disorder in increasing
incidence in our midst with 8% of the Chilean general population [ Minoletti,
A.,Vicente,B., personal communication] afflicted. This hinders the development of adults
and therefore of our community, becoming a major health problem in our country.
The distinguished psychoanalyst Otto Kernberg
has expressed the opinion that a major frequency of depression exists in developing
societies that suffer a high level of stress, like our society (1). From a biological
point of view, stress is envisioned producing changes in the genetic expression and
subsequent anatomic adaptative phenomena in neurochemical changes, responsible for chronic
synaptic changes that determine susceptibility to repeated bouts of depression (2).
Concordantly with this biological vision is the fact that there are individuals that are
susceptible to develop the changes outlined (3).
With this background in mind, we have correlated
findings of patients of major depressive disorder (DSM-IV) (4) and NeuroSPECT findings (5,
6, 7) in basal conditions and during cortical activation by means of the Wisconsin Test
(8).
Justification for the use of frontal stimulation
for these studies (9) is the fact that frontal functions are better observed under a
stress environment representative of daily life. Therefore, by means of the Wisconsin Test
we stress the patient in a standardized manner, while the functional NeuroSPECT images are
gathered during the performance of the test.
BRAIN CIRCUITRY INVOLVED
Extensive studies of language and memory
have provided important information on internal representation of frontal functions that
can be localized in the brain (10). The main question is no longer if the study of brain
cortical localization is useful in order to understand cognitive functions, but the
definition of the neuronal mechanism involved in the performance of these functions.
Nevertheless, it is important that we keep in
mind the fact that the areas of the brain identified in relation with a specific function
do not perform independently in a similar manner than when they are interacting with other
areas of the brain.
If we review the diagnostic criteria of DSM-IV
for major depression (scheme I) defined as items, we can state that a large number of
symptomatologic presentations are associated with brain areas involved with human
behaviour (11, 12, 13, 14) corresponding to three circuits, circuits that begin in the
prefrontal dorsolateral cortex, orbito-frontal cortex and anterior cyngulate gyrus. All
these areas have afferences and efferences that are specific and we have to consider also
in this group of areas, area 38 of Brodmann that is the anterior temporal pole (scheme
I).(Please see Spanish Version).
The dorsolateral prefrontal cortex defined by
Cummings (15) like the executive cortex and by us as the superior intelligence area, is
limited to areas 8 and 9 of Brodmann with afferences from areas 9, 10, 46 and 7 of
Brodmann, also from the dorsal thalamus, the parafascicular area of the thalamus,
substancia nigra, medial pars-compacta, dorsal raphe and the periacueductal gray substance
(PAG) (16). PAG is related with active emotions of "fight and flight"
confrontational situations also with the influence of environment and sympathic
excitation.
Dysfunction of subcortical frontal circuit is
related with the appearance of poor organizational strategies, impairment of strategies
for memory searches, environmental dependence and difficulty for keeping or changing
behaviors, failures in working spatial memory that are detailed in scheme II.(Please see Spanish Version).
The second circuit is the orbito-frontal
subcortical circuit related in different publications (17, 18, 19, 20) with
characteristics of personality and animic state, (please see scheme III). This circuit
originates in area 10 and 11 of Brodmann with afferences from area 22 located in the
superior gyrus of the temporal lobe and area 12 of Brodmann.(Please
see Spanish Version).
Minor inputs to these areas originate in the
entorhinal cortex (16), rostro medial parafascicular thalamus, amygdala, medial
pars-compacta of substancia nigra, dorsal raphe and central tegument of mesencephalon. It
is important to state that the size of the actual areas described does not define a
proportional relationship with the importance of the influence and we believe that
therefore they have to be considered indistinctively.
It is also of importance to state that the minor
afferent inputs of the orbito-frontal circuit are similar to the minor inputs of the
dorsolateral pre-frontal cortex, except for the consideration of the amygdala and
entorhinal cortex of the limbic system plus relations with areas 9 with the ventrolateral
zone of PAG, this area is related to strategies of quietness, immobility, hyporeactivity,
environmental detachment and sympathic inhibition (16).
The efferent targets of the orbito-frontal
circuit are the 12, 25 and 32 of Brodmann. Other minor efferences correspond to area 9, 33
and 38, the latter has been observed in patients that have commited suicide, to show a
diminution of serotoninergic content (28).
The last circuit of interest corresponds to the
anterior cyngulate gyrus represented by the anterior segment of area 24 of Brodmann with
afferences from area 28, 35, hyppocampus and minor afferences from area 12, amygdala,
subparafascicular thalamus, dorsal raphe and mesenchepalic central tegument. This circuit
is related with motivation and with the capacity of adapting to rapid changes of
alternating stimuli. Both characteristics can be seen with detail in scheme IV.(Please see Spanish Version)
The principal efferences correspond to the
pars-compacta of the substancia nigra, the medial subthalamic nucleus and lateral
hypothalamus. Minor efferences correspond to the medial line thalamic nuclei, globus
pallidus dorsal interior and exterior, lateral habenula, central gray substance and
tegument of the pontine peduncular nucleus.
We want to point out the importance that
functional abnormalities of the subgenual area, located in the subcallosum area of the
anterior cyngulate described by Damasio, hypothesizing that this area is related to the
evaluation of the results of a certain behavior in terms of reward or punishment (21).
We want to enphasize therefore, that the
functional changes observed by NeuroSPECT represent changes in stages of a circuit with
neurochemical characteristic and specific neuroanatomic locations, that can be seen in
scheme V. Therefore, abnormalities observed in any of the stages of the circuits can
elicit the same symptomatology. (Please see Spanish Version)
In this paper, we report the results of a
comparative evaluation of basal NeuroSPECT and NeuroSPECT during the activation of the
frontal lobe by means of the Wisconsin Test in patients with Major Depressive disorder.
METHOD
Patients
We have two groups of patients with a total
of 50 patients studied randomly and that fulfilled exclusion criteria corresponding to
DSM-IV abuse or dependence of psychoactive substances, bipolar disease, TOC,
schizophrenia, surgical or neurodegenerative diseases and brain trauma.
The sample corresponds to a group "A"
of 23 patients that had brain SPECT with HMPAO Tc-99m performed under basal conditions and
group "B" of 27 patients, that had the injection of HMPAO delivered at the time
of completion of the first set of 10 consecutive correct answers during the Wisconsin
Test.
Group "A" had a mean age of 35,3 years
and a sex distribution of 60,9% of men and 39,1% of women. Group "B" with a mean
age of 36,8 years and 66,7% of men and 33,3% of women. There did not exist statistical
significant differences for age or sex among these groups (P > 0.67 for age and P >
0.67 for sex).
The diagnosis of depression in this group of
patients was made when the patient presented 5 or more of the symptoms defined in scheme
I, for a period of time at least of two weeks and demanding always the presence of
depressive mood or lack of interest or pleasure in activities that are usually
pleasurable.
All the sample corresponded to patients with
Major to Moderately Severe depression. Background analysis of the symptomatology of the
patient restropectively demonstrated that this disorder was episodic in the majority of
the cases and there were at least in three opportunities periods of depression during the
last two years in all cases.
WISCONSIN TEST
We applied the Wisconsin card sorting test (22),
consisted of a maximum of 128 questions in series of 10 correct consecutive answers and
after each set there is a change of strategy that has to be noticed and defined by the
patient.
Selection of cards is performed by computer in
order to correct human bias. Also the velocity of response is calculated and the results
are compared with normative databases for age matched groups, sex matched groups,
dexterity and academic level defined by the computer.
EXCLUSION AND INCLUSION CRITERIA
The clinical diagnosis was performed by a
psychiatrist defining the patients with the semiologic category of Major Depression using
the DSM-IV and a functional psychological study performed by a psychologist, the Rorschach
test (23, 24, 25, 26, 27) that orients the diagnosis and allows to exclude other
pathologies and define qualitative elements that can orient treatment.
Once the diagnosis of major depression was
established in some cases with the help of the family of the patient, the brain SPECT was
performed.
Method. NeuroSPECT
Preparation of the Patient
Patient discontinued antidepressive
medication at least 5 days before the performance of the NeuroSPECT test and 24 hours
before, discontinued also consumption of tea, coffee, chocolate and cola beverages (29).
Besides these limitations, the NeuroSPECT examination is performed under normal dietary
conditions.
Contraindication of NeuroSPECT.
Test can not be performed in pregnant women or in women suspected of the possibility of
pregnancy.
TECHNIQUE
Injection of the radiopharmaceutical
a) 30mCi of HMPAO Tc-99m (Ceretec Amersham)
(1110 mBq) in basal conditions are injected intravenously with the patient in dorsal
decubitus in a room with ambient noise and light under control, the patient has the eyes
opened and the injection is performed into antecubital vein that is cannulated 10 minutes
before. The intravenous injection is given in an approximate volume of 2 ml. followed by a
bolus of normal saline of 10 ml. 60 to 90 minutes after the injection, the NeuroSPECT
images are gathered.
b) Wisconsin Test: the same amount of HMPAO is
injected after the patient has completed the first set of 10 consecutive correct answers
without control of environmental light or sound.
Acquisition Technique
The patient lies on whole body table with the
head fixed in a head holder of special design with pillows under his knees, arms at the
side of his trunk and the head is supported with a Velcro band on the forehead and chin.
For the SPECT acquisition we use a NeuroSPECT
Sophy DSX (SMV, Ohio, USA) system with rectangular head and Ultra High Resolution
collimator; we use an energy window 140 Kev with a window width of 20%. The matrix is 64 x
64 with a circular orbit and Step&Shoot motion with 64 steps and 360 degrees rotation.
The time of acquisition per projection is 30 seconds with a zoom factor of 1.66 and at the
end of acquisition we verify the possibility of a motion artifact in a Cine mode and the
Sinogram will demonstrate the existence of patient motion. If there is patient motion, the
acquisition is repeated without the necessity of reinjecting the patient.
NeuroSPECT Image Processing
The acquisition is tridimensionally
reconstructed by back projection by means of a Butterworth filter 4.25, delimiting
non-useful information by means of an elliptic ROI. We perform oblique reorientation for
transaxial, coronal, and sagittal planes with a volume zoom of 35%.
The reconstructed tridimensional raw images are
transferred in a M03 format to a PC computer in order to reprocess, quantify and normalize
their volume.
a) Normalization of HMPAO brain uptake.
The computer performs an analysis of voxel by
voxel brain uptake of HMPAO, the results are normalized and expressed as percentage of
maximal uptake observed in the brain and the results displayed by means of a color scale
that defines as normal values the ones observed between a range of 72% + 5 in red color,
values above the normal mean, in silver color values above 82%, values below 60% (larger
than 2 standard deviations below normal mean) expressed in color yellow, 50% of maximum in
color green and below 40% in color blue.
- Volume Normalization
We use the technique of Talairach (Arcila et al
Alasbimn, Lima 1997). We reorient the tridimensional volume of the brain defining a line
that fits the inferior pole of the occipital lobe and the inferior edge of the frontal
lobe; this line is automatically rendered horizontal. We correct for lateral deviations
defining a line above the interhemisphere fissure and automatically orienting this line in
the vertical plane. In this reoriented image we define the intermediate level of the pons
and anterior plane of the temporal lobes. We limit the volume of analysis in the lateral
planes, superior and inferior planes of the brain. With this information, the Talairach
technique renders the brain volume into a normalized volume and allows therefore, a voxel
by voxel comparison of the HMPAO uptake in the brain cortex with a normal data base,
corrected also volumetrically, for normal individuals at the age of 18 to 45 or normals of
age 45 to 80 years. In this tridimensional image, we define a new color scale that
represents in color red values above the normal mean and two standard deviations above the
normal mean and color Silver, all values below the normal mean, in color green and all
values below two standard deviations below the normal mean, in color BLUE. We define,
therefore, areas of abnormal hypoperfusion that have 95% of probability of being
hypoperfused and demonstrated in color BLUE and areas of hyperperfusion in color SILVERS
that have 95% probability of being effectively hyperperfused in comparison with the normal
database (Segami Corp., Maryland, USA).
The intraobserver reproducibility of these
measurements was reported at the Alasbimn Meeting in Lima, Peru, 1997 and has a mean of
reproducibility of 3.6 mm. that is considered acceptable for this type of technology.
In order to define with high reproducibility the
exact localization of areas of hypoperfusion observed in Major Depression, we produced a
template of 14 areas of Brodmann in each hemisphere that are involved with behavioral
activities by means of the program CORELDRAW 8. We used the Brodmann areas as reference
for clinical and experimental functional cerebral and pathological reported information.
All these behavioral Brodmann areas are projected automatically by the computer on the
anterior, left and right lateral and both para-sagittal images of the three dimensional
images of the brain. The projection of this template is automatic and therefore the
reproducibility of the results is 100%.
Quantification of extension of
hypoperfusion in each Brodmann area. By consensus of both investigators, we
estimated the percentage of each Brodmann area that appeared hypoperfused and demonstrated
by the color blue in the image. These results were expressed, as percentage of the
Brodmann area that we estimated was significantly hypoperfused.
Statistical analysis
The analysis of distribution of age and sex
in both groups studied, basal studies and frontal stimulation by means of Wisconsin Test
was performed by means of the Fisher Test. The comparison of basal results and brain SPECT
results during the Wisconsin Test were performed by means of the Kruskal-Wallis Test with
the correction of Pocock for multiple comparisons in dependent samples. We consider as
abnormal results, all areas that demonstrated to be in hypoperfusion in an area larger
than 40% and/or a significant difference between and the basal and Wisconsin Test with a P
value < 0.05.
RESULTS
Table 1 presents mean variables and standard
deviations gathered in each one of the Brodmann areas that were analyzed in 23 basal
studies and compared with 27 studies, gathered during frontal stimulation by means of
Wisconsin Test. In the basal studies, we highlight the following observations:
1. - Significant hypoperfusion in orbito-frontal
area corresponding to areas 11 and 12 of Brodmann, there is also hypoperfusion in area 38
of Brodmann that corresponds to the anterior segment of both temporal lobes (Figure 2). During the activation by means of Wisconsin Test, there is a
significant increase of the area hypoperfused in the orbito-frontal area 12 (Table 1, figures 3 and 4). Furthermore, there is also enlargement of the area of
hypoperfusion in area 38 in the right hemisphere, in both anterior Cyngulate gyri, area 24
of Brodmann and lastly in the Subgenual region of the anterior Cyngulate, left area 25,
all with statistical significance (Figure 4).
Figure
1. (click=zoom)
NeuroSPECT,
Normal young woman. Anterior, right lateral and right para saggital images in upper
raw. Posterior, left lateral and left parasaggital images in lower raw. Brain cortical
uptake of Tc99m HMPAO in colors red and green denoting values displayed between + 2SD and
2SD from the Normal Mean, respectively. There are small multifocal areas of
significant hypoperfusion distributed in a disorganized way. Color BLUE < 2SD below the
Normal Mean, 95% probability of being true hypoperfusion.
Figure
2. (click=zoom)
Basal
DEPRESSION NeuroSPECT. There is significant hypoperfusion, at more than 2SD below the
Normal Mean, color Dark Blue involving the following Brodmann Areas: 11 and 12,
Orbitofrontal Area, Area 38 and 25, Subgenual area. Of anterior Cyngulate Gyrus. The
anterior Cyngulate Gyrus itself appears normal. Furthermore there is mild bilateral
frontal hypoperfusion of other behavioral areas.
Figure 3. (click=zoom)
DEPRESSION.
NeuroSPECT during frontal activation by Wisconsin Card Sorting Test. There is
extensive hypoperfusion of both orbito-frontal lobes, areas 11 and 12. There is also
hypoperfusion (color blue) in both Subgenual areas (25 of Brodmann) and Cyngulate Gyri,
Area 24 of Brodmann and of both areas 38. Of note, there is paradoxically lack of
stimulation of anterior frontal area, area M.
Figure
4. (click=zoom)
Statistical
Analysis of basal vs. activation NeuroSPECT in DEPRESSION. During Activation there is
increased hypoperfusion in the following areas at a p <. 009: Both Anterior Cyngulate
Gyri and area 12 in Left hemisphere. With a P < .05 Wisconsin Spect appears more
hypoperfused in Right area 38,Right area 11 and left area 25. Furthermore, the basal
studies demonstrate extensive involvement with hypoperfusion of areas left 38 and left
orbito-frontal.
DISCUSSION
All the 50 patients studied fulfilled the
diagnostic criteria of the DSM-IV for Major Depression in moderate to severe degree,
namely they presented with one of the two first items of the diagnosis criteria consisted
of drop of mood or loss of interest or pleasure in all or most activities, fulfilling at
least five of the items of this diagnostic criteria of DSM-IV. In all cases, there was a
recurrence history every one or two years at least during the last 2 years.
The presence of depressive mood was stated also
by the Rorschach Test that was applied for purposes of diagnosis and research.
We gathered a high reproducibility index in
localization of areas of hypoperfusion in NeuroSPECT by means of statistical expression of
the significance of results of cerebral perfusion by means of comparison voxel by voxel
with a normative database. For this purpose, we had to normalize the brain volume and this
was performed by means of the stereotactic Talairach technique. Another contribution of
this paper, is the report of the technique of projection of the Brodmann areas involved in
behavioral activities that is an automatic method and therefore has a maximal
reproducibility. The definition of these behavioral Brodmann areas demonstrates the exact
localization of areas of hypoperfusion in the brain and allows the quantification of
extension of the functional impairment. This methodology defines the functional substratum
involved in Major Depression and allows the definition of important working hypothesis.
The most important basal results in terms of
absolute hypoperfusion are defined in Brodmann areas 38 and 11 in the left hemisphere,
followed by right 38 area, right 12, right 11 and left 22. All of these areas have been
reported earlier to have significant functional meaning (29, 33, 40) and in depressive
pathology (6, 11, 21). Areas 11 and 12 are segments of the frontal subcortical
orbito-frontal circuit related to mood and personality.
In regards to area 38 of Brodmann, the polar
temporal area, there has been reports (29) of low concentration of serotoninergic
neurotransmission (P < 0.01) in post-mortem studies in suicides. This has important
correlation with cognitive emotional performance that is shared with the entorhinal cortex
and the perirhinal cortex in the medial segment of the temporal lobe.
We did not observe involvement in areas 8 and 9
in basal conditions and these areas are part of the dorsolateral prefrontal circuit as it
has been reported previously (36, 37). (Table 1).
In comparison with normal subjects, the most
important difference upon performance of the Wisconsin Test is the absence of frontal
activation (prefrontal dorsal lateral area, areas 8 and 9) that is observed in the
anterior image, also in both lateral images of the NeuroSPECT. This observation is shared
with patients with schizophrenia (23), denoting a diminution of executive function and
also a diminution of higher order logic functions in depressive patients, mimicking what
appears in clinical observations.
Another area of importance that is concordant
with literature ( 22, 35, 38) is area 25 that in our work presents in the left hemisphere
a statistical difference (P < 0.026) between basal and activation NeuroSPECT. This in
conjunction with area 10 and 32, the dorsolateral columns of PAG and V.M. nucleus of the
hypothalamus are participating in the modulation of emotion based in the anticipation of
future consequences of behavior. Area 25 of Brodmann is also known as Subgenual and
appears in PET studies with diminution of blood flow and glucose metabolism and MRI
patients showing a reduction of volume of gray matter in patients with Major
Depression.(22).
The results of hypoperfusion in the
orbito-frontal cortex (areas 11 and 12 of Brodmann) and anterior temporal (area 38 of
Brodmann) in basal conditions were expected. The most important observation of this
investigation refers to the changes induced in patients with Major Depression by the
Wisconsin Test, that we stated above, recreates situation of environmental stress. This
test in depressive patients expresses a significant functional inhibition of the anterior
Cyngulate gyrus and the Subgenual region (bilateral areas 24 and left area 25).
This observation is seminal indeed, because the
anterior Cyngulate gyrus is responsible of the dynamic response of the depressive patients
in front of stress and this is characterized by lack of motivation, lack of interest or
pleasure, absence of reward oriented behavior and indifference to pain. The left
hemisphere (41) in the dorsolateral prefrontal area (area 8, 9 and 46) that paradoxically
appears to be insensible to the activation of the Wisconsin Test erroneously interpret
this situation. This error leads to autodepreciation, sentiments of guilt and eventually
to suicide,(42) demonstrating the importance for clinical work of this diagnostic
precision.
The findings that we are reporting by means of
this technique correlating semiology and NeuroSPECT offer a new tool for the clinical
evaluation of depressive patients and is of great usefulness for the clinician that has to
define more exactly the severity of the clinical involvement and has to orient the
therapeutic elements in function of the responsive capacity of the brain of the patient.
The understanding of this important
technological contribution by the clinician is an invitation to a subject more pleasant
than the one we expected, namely, it permits to rekindle the words of Sigmund Freud when
he abandoned neurology: "Let the biologists go there way as far as they can and we
should go also as far we can, because one day our roads will cross".
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